13 Jan

Markets Compliance Officer Jobs Vacancy in Morgan Mckinley

Position
Markets Compliance Officer
Company
Morgan Mckinley
Location
J13
Opening
13 Jan, 2018 30+ days ago

Morgan Mckinley urgently required following position for Markets Compliance Officer. Please read this job advertisement carefully before apply. There are some qualifications, experience and skills requirement that the employers require. Does your career history fit these requirements? Ensure you understand the role you are applying for and that it is suited to your skills and qualifications.

Follow the online directions, complete all the necessary fields, and provide all relevant information so your application is submitted correctly. When you click the 'Apply this Job' button (open in new window) you will be taken to the online application form. Here you will be asked to provide personal and contact details, respond to employment-related questions, and show how you meet the key selection criteria.

Markets Compliance Officer Jobs Vacancy in Morgan Mckinley Jobs Details:

Roles/Responsibilities

Advise the business in relation to deals, transactions and positions taken by the markets business. The business focuses on: FX, Security Financing, Collateral Management, Liquidity, Prime Brokerage, and Sales and Relationship Management for securities and transaction banking.
Assess new products and services offered by the business in Japan, ensuring that they are in line with local and global regulations.
Complete trade and communication monitoring and surveillance.
Work on projects to develop control from a compliance and legal perspective across the business.
Work closely with regulators and assist in supporting any requests relating to the markets business.
Provide compliance training to local staff

Required skills

Strong financial services background.
Knowledge of regulations associated with the markets business lines.
Knowledge of the product lines stated above (not all required).

Preferred skills

Experience in advisory compliance or monitoring & surveillance.

Personal Attributes

Strong communications skills in Japanese and English.

About our client
A top global financial institution, with a medium-sized but growing entity in Japan, focusing on global markets, transaction banking, custody and asset management services.


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